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Response to Consultation Papers
Consultation Paper on Review of the GEM and Changes to the GEM and Main Board Listing Rules and and New Board Concept Paper
Consultation Paper on the Proposed Guidelines on Online Distribution and Advisory Platforms
Consultation Paper on the Proposed Amendments to the Securities and Futures (Professional Investor) Rules
Proposed Extension of Profits Tax Exemption to Onshore Privately Offered Open-ended Fund Companies
Consultation Paper on Proposals to Enhance Asset Management Regulation and Point-of-sale Transparency
Consultation on “Proposals to Enhance the Financial Dispute Resolution Scheme”
Consultation Paper on Proposed Enhancements to the Exchange's Decision-Making and Governance Structure for Listing Regulation
Consultation Paper on Proposal for Revision of the Stock Option Position Limit Model
Exposure Draft of the Guidance Statement on Broadly Distributed Pooled Funds
Consultation Paper on Review of the Environmental, Social and Governance Reporting Guide
Consultation Paper on Automatic Exchange of Financial Account Information in Tax Matters in Hong Kong
Consultation Paper on the Principles of Responsible Ownership
Industry Consultation on the draft Specification of Competency Standards (SCSs) of the Banking Industry - Private Banking Branch
Proposal for Introduction of Volatility Control Mechanism in the Securities and Derivatives Markets and Closing Auction Session in the Securities Market
Providing Better Investment Solutions for MPF Members
Amendments to Terms of Reference to Allow for Disciplinary Proceedings
Regulation of Alternative Liquidity Pools
An Effective Resolution Regime for Financial Institutions in Hong Kong
Amendments to the Code on Real Estate Investment Trusts
Detailed Proposal of an Enhanced Competency Framework for Private Wealth Management Practitioners in Hong Kong
Proposed Amendments to the Professional Investor Regime and the Client Agreement Requirements
Supplemental consultation on the OTC derivatives regime for Hong Kong
Detailed Legislative Proposals on Trust Law Reform
Qualifying Criteria for Private Companies to Prepare Simplified Financial and Directors' Reports
Securities and Furtures (Amendment) Bill 2011